The people behind the firms, watched too.
Add senior managers, directors and other approved people by name or IRN. Get an alert when the FCA fines, censures or bans them, and an email when their roles change.
Every person on your list, once a day.
Each person's register record, checked every morning. FCA announcements and Upper Tribunal decisions, read every hour.
- FinesFinancial penalties
- CensuresPublic censures
- BansProhibition orders
- NoticesDecision notices and Upper Tribunal outcomes
- RolesControlled functions added or ended, by firm
- StatusRegister status, refreshed daily
A change of register status does not raise an alert on its own. Firmwatcher does not monitor the FCA Warning List.
See where they work, and who else is on the board.
Every person links to the firms they hold roles at. Each watched firm shows its register entries and Companies House record side by side.
- RolesCurrent and previous controlled functions, with dates
- FirmsFirms they hold roles at, linked when on your watchlist
- OfficersCurrent directors and officers at Companies House
- ControlPeople with significant control and recent filings
Companies House data is shown for context and does not raise alerts.
From a list of names to a record you can show.
- 01Add people
Search by name or IRN, or send us your list. Existing history loads straight away, marked as on record when added.
- 02Checked every morning
The register every morning. FCA announcements and Upper Tribunal decisions every hour.
- 03Alerts reach your team
New disciplinary action alerts in the app and by email, as it is found or in a daily or weekly summary. Role changes are emailed.
- 04Acknowledge and document
Who acknowledged what, when and why, in your audit trail, with every watchlist change.
Browse past fines, bans and censures against individuals in the enforcement tracker.
See the register on your people – in fifteen minutes.
We’ll walk you through a watchlist of real firms and individuals, show you how alerts and acknowledgements work, and answer questions on data handling and scope.
Fifteen minutes with the team. No deck, no sales script – just the product against the firms and people you care about.
Book demo →