01 · In plain English
What happened.
On 5 August 2025 the Financial Conduct Authority fined individual Poojan Sheth £57,600 and imposed a prohibition. The FCA’s Final Notice says Sheth breached the Market Abuse Regulation and the Financial Services and Markets Act 2000: conduct included market abuse and market manipulation, failing to act with integrity and a lack of fitness and propriety in the investment bank sector. The action was against the individual (not their employer); full details are in the FCA Final Notice linked below.
Summary generated from the FCA notice and press reports. Check the final notice below before relying on it.
02 · Enforcement details
What the FCA published.
On 5 August 2025, the Financial Conduct Authority fined Poojan Sheth £57,600. This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. We imposed a financial penalty and a prohibition. Source: the FCA's published list of 2025 fines. Notice:
Track FCA enforcement
Watch the firms and people you work with on Firmwatcher.
We check the FCA register every day. Follow any firm or approved person and get an email when their permissions, requirements, roles, or disciplinary record change.