Individual history · IRN RXF00255

Robert Finch

IRN RXF002551 enforcement action

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01 · Enforcement history

All actions on record.

5 Aug 2026

Upper Tribunal decision

Robert Finch was one of two individuals (a father and son) the FCA decided to ban after finding they had misused client money at AFL Insurance Brokers Limited and prepared false financial records to mislead a buyer, leaving the firm with a client money deficit. The FCA issued Decision Notices and noted it would have imposed a financial penalty of £169,800 on Robert Finch but did not impose any fine because he provided verifiable evidence of serious financial hardship; the case was the subject of an Upper Tribunal (Tax and Chancery Chamber) decision dated 12 June 2026 (published 5 August 2026).

Date	Action	Description
5 Aug 2026	Upper Tribunal decision	Robert Finch was one of two individuals (a father and son) the FCA decided to ban after finding they had misused client money at AFL Insurance Brokers Limited and prepared false financial records to mislead a buyer, leaving the firm with a client money deficit. The FCA issued Decision Notices and noted it would have imposed a financial penalty of £169,800 on Robert Finch but did not impose any fine because he provided verifiable evidence of serious financial hardship; the case was the subject of an Upper Tribunal (Tax and Chancery Chamber) decision dated 12 June 2026 (published 5 August 2026).

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