Firm enforcement history

ADM Investor Services International Limited

FRN 148474Register status · Authorised1 enforcement actionFines imposed · £6.5m

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01 · Enforcement history

Actions recorded on Firmwatcher.

29 Sep 2023 · £6.5m

Fine

On 29 September 2023 the Financial Conduct Authority imposed a £6,470,600 financial penalty on ADM Investor Services International Limited (FRN 148474) under section 206 of the Financial Services and Markets Act 2000. The penalty was for deficient anti‑money‑laundering systems and controls at the firm during the period 30 September 2014 to 31 October 2016. The FCA's Final Notice on the action is published on its website.

Summarised from notice and press

Date	Action	Summary	Source document
29 Sep 2023	Fine £6.5m	On 29 September 2023 the Financial Conduct Authority imposed a £6,470,600 financial penalty on ADM Investor Services International Limited (FRN 148474) under section 206 of the Financial Services and Markets Act 2000. The penalty was for deficient anti‑money‑laundering systems and controls at the firm during the period 30 September 2014 to 31 October 2016. The FCA's Final Notice on the action is published on its website. Summarised from notice and press	Open the published notice or announcement

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