01 · In plain English
What happened.
On 26 July 2024 the Financial Conduct Authority fined Anthony Dale Cuming £1,691,259 and imposed a prohibition. The FCA’s Final Notice found he breached APER 1 in connection with his conduct in the pensions sector (the action was taken against the individual, not his employer). The regulator’s Final Notice sets out the misconduct and the sanction.
Summarised from the FCA's notice and press reports. The FCA's own text and documents below are the authoritative record.
02 · Enforcement details
What the FCA published.
On 26 July 2024, the Financial Conduct Authority fined Anthony Dale Cuming £1,691,259. This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty. Source: the FCA's published list of 2024 fines.
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