James Edward Staley
IRN JXS0220823 Jul 2025
01 · In plain English
What happened.
On 23 July 2025 the FCA issued a Final Notice prohibiting James Edward Staley from performing any senior management or significant influence function in relation to any authorised person, exempt person or exempt professional firm, and imposed a financial penalty of £1,107,306.92. The FCA found Staley breached Individual Conduct Rule 1 (which requires individuals to act with integrity), Individual Conduct Rule 3 (which requires individuals to be open and cooperative with the FCA and other regulators) and Senior Manager Conduct Rule 4. A copy of the Final Notice is published on the FCA website (link below).
Written by an AI model from the FCA's notice and press reports and not reviewed by a person. The FCA's own text and documents below are the authoritative record.
02 · Enforcement details
What the FCA register says.
On 23 July 2025, the FCA prohibited Mr Staley from performing any senior management or significant influence function in relation to any regulated activity carried on by an authorised person, exempt person or exempt professional firm, and imposed a fine of £1,107,306.92, as a result of Mr Staley breaching Individual Conduct Rule 1, Individual Conduct Rule 3 and Senior Manager Conduct Rule 4. A copy of the Final Notice is displayed on the FCA's website.
03 · Individual details
Person on the FCA register.
- Name
- James Edward Staley
- Individual reference number
- JXS02208
- Register status
- Regulatory approval no longer required
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